Disclosures & Form ADV

Alpenglow Advisors LLC is registered as an Investment Advisor with the State of Vermont (Vermont Department of Financial Regulation), the State of New Jersey (New Jersey Bureau of Securities), and the State of California (California Department of Financial Protection and Innovation). Registration does not imply a certain level of skill or training.

Our registration information can be verified through the Investment Adviser Public Disclosure (IAPD) database maintained by the U.S. Securities and Exchange Commission at adviserinfo.sec.gov.

Our Form ADV — the primary disclosure document required of all registered investment advisors — is available upon request and through the SEC's IAPD database. Form ADV contains important information about our business practices, fees, conflicts of interest, and disciplinary history.

Part 2A (Firm Brochure) describes our advisory services, fee schedules, types of clients, investment strategies, and any material conflicts of interest.

Part 2B (Brochure Supplement) provides information about the educational background and business experience of our supervised persons.

To request a copy of our Form ADV, please contact us at [email protected]. We will provide it promptly and at no charge.

As a Registered Investment Advisor, Alpenglow Advisors LLC is a fiduciary. This means we are legally and ethically obligated to act in the best interest of our clients at all times. Our fiduciary duty includes:

• Providing advice that is in the client's best interest, not our own
• Disclosing all material conflicts of interest
• Seeking best execution for client transactions
• Acting with loyalty and care in all client dealings

Alpenglow Advisors LLC is a fee-only advisory firm. We are compensated solely by fees paid directly by our clients. We do not receive commissions, referral fees, 12b-1 fees, or any other form of compensation from third parties in connection with client investments.

This structure eliminates a significant category of conflicts of interest common in the financial services industry. Our fee schedule is described in detail in our Form ADV Part 2A.

The information on this website is provided for informational purposes only and does not constitute investment advice, a solicitation, or an offer to buy or sell any security. Nothing on this website should be construed as legal, tax, or financial planning advice.

Past performance is not indicative of future results. All investments involve risk, including the possible loss of principal. Sustainable and ESG-oriented investing strategies may limit the investment universe and may result in different performance characteristics compared to strategies that do not apply such criteria.

This website is not intended to be a solicitation for advisory services in any jurisdiction where Alpenglow Advisors LLC is not registered or otherwise exempt from registration.

Alpenglow Advisors LLC is committed to protecting the privacy of our clients and website visitors. We collect personal information only as necessary to provide our services and comply with applicable law. We do not sell or share personal information with unaffiliated third parties except as required by law or with your consent.

Clients receive our full Privacy Notice, as required under Regulation S-P, at the inception of the advisory relationship and annually thereafter. To request a copy, contact us at [email protected].